Creating Regulatory Excellence in Markets
In today’s rapidly evolving trading landscape, capital markets firms face unprecedented challenges in combating market abuse while ensuring compliance with increasingly-complex regulatory demands. Market participants must not only detect suspicious activity but also proactively prevent it—all while navigating technological innovation and budgetary pressures.
To address these pressing challenges, we are proud to launch our Regulatory Surveillance and Supervision Consulting Practice, bringing together expertise in trading data ecosystems, surveillance technology and regulatory challenges. This practice is designed to help stakeholders across both 1st and 2nd lines of defence to strengthen their systems, enhance operational efficiency, and ensure compliance with confidence.
Our Offerings
- Enhancing Surveillance functions with quant workflows, advanced tooling, and analytics to match trade floor speed.
- Maximizing technology value with system health checks, roadmap reviews, and AI adoption guidance.
- Custom solutions to monitor your business, analyze risk, and stay ahead.
- Ensuring data quality and completeness tailored to your trading scope.